Manager, Compliance, Finance

Academic Qualifications:

• Degree in Accounting, Finance or related disciplines. Professional qualifications (e.g., CPA, ACCA, CIMA, recognised risk/compliance certifications) and/or postgraduate qualifications are an advantage.

Experience:

• Minimum 5 years of relevant experience in compliance, risk, audit, accounting or finance. Experience in compliance or risk role with exposure to treasury, SWIFT, RENTAS and finance operations is preferred

• Formulate framework, policy, guidelines, and procedures to manage department’s compliance risk in line with the Bank’s risk tolerance/appetite.
• Advice stakeholders on relevant policies and regulations and act as contact point on compliance issues that may impact business activities within the department.
• Ensure effective monitoring of controls strategy to ensure that all business activities, including project/initiative implementations within the department are executed in accordance with market and regulatory requirements, internal policies and procedures to protect the Bank’s interest at all time.
• Ensure effective conduct of compliance risk assessments on business activities within the department and effectiveness of compliance controls to ensure robust and effective risk management while continuously supporting business deliverables.
• Ensure effective performance of impact assessment on exceptions/incidents/issues identified and effectiveness of proposed process improvements to ensure effective business operations with no risk of re-occurrence.
• Manage exceptions and periodic reporting to senior management and relevant stakeholders

• Ensure effective monitoring of developments/changes in market and regulatory requirements, conduct of impact assessment and execution of change implementation to ensure the department’s adherence to compliance requirements.
• Manage the ‘Know Your Customer’ and due diligence requirements from the nostro and custodian banks and to ensure the Bank complies with other markets’ requirements.
• Ensure effective facilitation of annual independent assessment on security control requirements by the auditor/s for timely and accurate attestation by the Bank to meet SWIFT and RENTAS compliance requirements.

• Manage the investigation of treasury settlement issues and compensation cases to ensure that issues/cases are handled in line with internal guidelines and markets rules and standards to safeguard the Bank’s interest at all time.

• Inculcate and uphold the culture of risk and compliance to ensure strong internal controls and robust risk management. Ensure any irregularities and exceptions observed are escalated in timely manner.
• Casual attire
• Hot desk environment
• Nearby LRT (KLCC), MRT (Conlay & Bukit Bintang) & Monorail (Raja Chulan)
• Statutory deductions
• Commission incentives
• Annual leave
• Dental allowance
• Optical allowance
• Panel clinic
• Life insurance
• Attendance bonus
• Learning incentive
• Medical Benefits
• EPF SOCSO